Library Guides: Securities Law: Federal Regulatory Information

SEC Regulations and Guidance

SEC Final Rules
Final rules issued by the SEC in reverse chronological order.
SEC Interpretative Releases
Guidance in interpreting federal securities laws and SEC regulations.
SEC No-Action Letters (VitalLaw)
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All Securities and Exchange Commission "no-action" and interpretative letters from 1971 to present. Includes the original company letter and the SEC staff response.
SEC Policy Statements
The SEC uses policy statements to clarify its views on certain issues.
SEC Rulemaking Index
The Index helpfully groups proposed rules, final rules, and other information by file number so they can be viewed together. File numbers can be filtered by SEC division and by status.